Identifying and Addressing Control Deficiencies: Techniques for IT Auditors

Authors: Shiksha Rout

DOI: https://doi.org/10.5281/zenodo.14040191

Short DOI: https://doi.org/g8p59c

Country: India

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Abstract: In modern rapidly evolving IT environment, control boundaries pose significant risks to organizations, potentially compromising data integrity, security, and operational efficiency. This study conducts a comprehensive analysis of common control deficiencies encountered in IT environments, such as inadequate access controls, insufficient monitoring and logging, and weak incident response protocols. By identifying these weaknesses, the research aims to provide IT auditors with practical techniques for remediation and risk mitigation. It explores various frameworks and best practices, including the implementation of automated monitoring tools, regular audits, and employee training programs. Furthermore, the paper highlights the importance of aligning IT controls with business objectives and regulatory requirements to enhance overall governance. Through case studies and real-world examples, this analysis demonstrates how proactive measures can effectively address control deficiencies, thereby safeguarding organizational assets and ensuring compliance. The findings contribute to a more resilient IT infrastructure, enabling organizations to respond adeptly to emerging threats and vulnerabilities

Keywords: IT Auditing, Control Deficiencies, Risk Mitigation, Data Integrity, Security Controls, Access Management, Monitoring, Compliance, Incident Response, Governance

Paper Id: 231514

Published On: 2023-03-08

Published In: Volume 11, Issue 2, March-April 2023

Cite This: Identifying and Addressing Control Deficiencies: Techniques for IT Auditors - Shiksha Rout - IJIRMPS Volume 11, Issue 2, March-April 2023. DOI 10.5281/zenodo.14040191

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